-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M4al5G34o13r5MbRWgcnQ4XajrqVZ7SdB6wzc08KCvzWJN/vkPEAQxZ021DtTrYq iwh8yAKDJmrmXV4Kf4dwMg== 0001220959-03-000003.txt : 20030317 0001220959-03-000003.hdr.sgml : 20030317 20030317142911 ACCESSION NUMBER: 0001220959-03-000003 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030317 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC CENTRAL INDEX KEY: 0001016178 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 133904174 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48913 FILM NUMBER: 03605666 BUSINESS ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 BUSINESS PHONE: 2128764747 MAIL ADDRESS: STREET 1: 75 W 125TH ST CITY: NEW YORK STATE: NY ZIP: 10027-4512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CARVER BANCORP INC EMPLOYEE STOCK OWNERSHIP PLAN CENTRAL INDEX KEY: 0001220959 IRS NUMBER: 131592005 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1301 W. 22ND STREET, STE 702 CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 6305725130 MAIL ADDRESS: STREET 1: 1301 W. 22ND STREET, STE 702 CITY: OAK BROOK STATE: IL ZIP: 60523 SC 13G/A 1 carver13ga03.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Carver Bancorp, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 146875109 (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 146875109 13G/A 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Carver Bancorp, Inc. Employee Stock Ownership Plan 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* Not applicable. (a) (b) 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 0 6 SHARED VOTING POWER 99,049 7 SOLE DISPOSITIVE POWER 0 8 SHARED DISPOSITIVE POWER 99,049 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 99,049 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* Not Applicable 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.32% 12 TYPE OF REPORTING PERSON* EP * SEE INSTRUCTION BEFORE FILLING OUT! SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: February 13, 2003 CARVER BANCORP, INC. EMPLOYEE STOCK OWNERSHIP PLAN BY: GreatBanc Trust Company, solely in its capacity as Trustee By: __/s/Patrick J. De Craene_________ Patrick J. De Craene Vice President -----END PRIVACY-ENHANCED MESSAGE-----